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Investment Management

Articles

Registration and Exemption of Cross-Border Investment Advisers Revisited

Nov-11-2011

Ward B. Hinkle Quoted on Dodd-Frank Regulatory-Reform Law

Aug-31-2010 — Investment News

Impact of the Dodd-Frank Act on Investment Advisers and Hedge Funds

Jul-23-2010

The SEC’s Custody Rule for Registered Investment Advisers

Apr-16-2010

Identifying Investors for Private Investment Products

May-06-2009 — Accredited Investors, Qualified Purchasers, Qualified Clients, Qualified Eligible Purchasers, and More

How to design investment adviser compliance programs

Dec-17-2007 — Five questions for investment advisers and some helpful resources.