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Photo of Record Cleared, Award Obtained for Broker Accused of Breach of Fiduciary Duty
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Record Cleared, Award Obtained for Broker Accused of Breach of Fiduciary Duty

In a case involving claims of fraud, negligence, and breach of fiduciary duty against a securities broker, Hodgson Russ attorneys obtained an award after hearing from a Financial Industry Regulatory Authority (FINRA) arbitration panel dismissing all claims and expunging the complaint from the broker’s record.