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Establishment of Dodd-Frank-Compliant Reporting and Record-Keeping Protocols for Cross-Border Corporate Client

Hodgson Russ represented a corporate client in establishing Dodd-Frank-compliant reporting and record-keeping protocols. The client uses physically settled and financially settled derivatives to hedge its financial exposures to fluctuating prices.  Although Dodd-Frank provides for certain exceptions to corporate “end users,” the cross-border nature of the client required a customized approach to derivatives regulations.