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Securities Transfer Association 2012 Annual Conference 

October 2012
Speaking Engagement
Amelia Island, FL
October 2012

At this conference, Hodgson Russ attorney Mark A. Harmon delivered a presentation on the subject of restricted security processing and SEC audit and investigation proceedings. He also sat on a legal developments panel to discuss recent enforcement actions commenced by the SEC and the use of adverse claims procedures to resolve issuer requests for imposing stop orders on shareholder transfers of shares.